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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1420525	1St Century Bancshares Inc.	FCTY	State Commercial Banks (6022)	261169687

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238629	I Alan Rothenberg	C/O 1St Century Bancshares, Inc. 1875 Century Park East, Suite 1400 Los Angeles CA 90067	Ceo And Chairman Of The Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-11-17	30,000	$0.00	278,866	No	4	A	Direct
Common Stock	Acquisiton	2011-11-18	5,000	$3.51	283,866	No	4	P	Direct
Common Stock	Disposition	2011-11-21	3,000	$3.43	60,225	No	4	S	Indirect	Alan Rothenberg Defined Benefit Pension Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct
No	4	S	Indirect	Alan Rothenberg Defined Benefit Pension Plan

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	30,225	Indirect	By 401(k) Plan
Common Stock	21,500	Indirect	Latham & Watkins Thrift & Profit Sharing Retirement Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$5.00	2005-10-20	2014-02-24	370,000	370,000	Direct
Common Stock	Stock Option (right to buy)	$8.75	2005-10-20	2015-04-19	307,573	307,573	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-02-24	370,000	370,000	Direct
2015-04-19	307,573	307,573	Direct

Footnotes

All 30,000 of these shares are restricted stock subject to a vesting schedule set forth in the restricted stock grant agreement and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant agreement, a form of which agreement was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007.
Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007.
All 3,000 of these shares are being sold to satisfy an Internal Revenue Service Required Minimum Distribution.