Filing Details
- Accession Number:
- 0001372041-11-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-21 17:45:05
- Reporting Period:
- 2011-11-17
- Filing Date:
- 2011-11-21
- Accepted Time:
- 2011-11-21 17:45:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372041 | Paetec Holding Corp. | PAET | Telephone Communications (No Radiotelephone) (4813) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450192 | K. Mary O'connell | 600 Willowbrook Office Park Fairport NY 14450 | Evp, General Counsel And Sec'y | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-17 | 162 | $2.93 | 302,052 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-17 | 16,554 | $3.39 | 318,606 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-17 | 324 | $3.86 | 318,930 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-17 | 1,440 | $1.24 | 320,370 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-17 | 4,381 | $1.37 | 324,751 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-17 | 2,000 | $3.56 | 326,751 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-17 | 7,000 | $1.29 | 333,751 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-17 | 14,000 | $1.28 | 347,751 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-17 | 45,861 | $5.32 | 301,890 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 162 | $0.00 | 162 | $2.93 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 324 | $0.00 | 324 | $3.39 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 16,230 | $0.00 | 16,230 | $3.39 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 324 | $0.00 | 324 | $3.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 1,440 | $0.00 | 1,440 | $1.24 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 324 | $0.00 | 324 | $1.37 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 4,057 | $0.00 | 4,057 | $1.37 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 2,000 | $0.00 | 2,000 | $3.56 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 7,000 | $0.00 | 7,000 | $1.29 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-17 | 14,000 | $0.00 | 14,000 | $1.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-17 | No | 4 | M | Direct | |
| 0 | 2014-03-20 | No | 4 | M | Direct | |
| 0 | 2009-03-31 | 2014-03-31 | No | 4 | M | Direct |
| 0 | 2015-03-31 | No | 4 | M | Direct | |
| 0 | 2015-12-29 | No | 4 | M | Direct | |
| 0 | 2016-03-15 | No | 4 | M | Direct | |
| 0 | 2016-03-30 | No | 4 | M | Direct | |
| 0 | 2018-09-03 | No | 4 | M | Direct | |
| 0 | 2018-12-18 | No | 4 | M | Direct | |
| 0 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $5.30 to $5.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option vested in four equal annual installments beginning on November 7, 2004.
- The option vested in four equal annual installments beginning on March 15, 2005.
- The option vested in four equal annual installments beginning on March 15, 2006.
- The option vested in four equal annual installments beginning on December 29, 2006.
- The option vested in four equal annual installments beginning on March 15, 2007.
- The option vested in four equal annual installments beginning on March 28, 2007.
- The option vested in four equal installments on September 3, 2009, September 3, 2010, September 3, 2011 and November 15, 2011.
- The option vested in four equal installments on December 18, 2009, December 18, 2010, December 18, 2011 and November 15, 2011.
- The option vested 25% on March 2, 2010, 25% on March 2, 2011, and 50% on November 15, 2011.
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