Filing Details
- Accession Number:
- 0001140361-11-054566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-21 17:35:33
- Reporting Period:
- 2011-11-17
- Filing Date:
- 2011-11-21
- Accepted Time:
- 2011-11-21 17:35:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192777 | Anne Lea Doolittle | 220 Nw Second Avenue Portland OR 97209 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-17 | 2,800 | $46.73 | 2,111 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,669 | Indirect | See Footnote |
Common Stock | 442 | Indirect | See Footnote |
Common Stock | 937 | Indirect | See Footnote |
Common Stock | 201 | Indirect | See Footnote |
Common Stock | 150 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | $31.34 | 2014-03-04 | 3,000 | 3,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $34.29 | 2016-02-29 | 3,000 | 3,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.48 | 2017-02-28 | 3,000 | 3,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $43.29 | 2018-03-06 | 4,000 | 4,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $41.15 | 2019-03-04 | 3,000 | 3,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.25 | 2020-03-02 | 3,000 | 3,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.48 | 2017-02-28 | 600 | 600 | Indirect | |
Common Stock | Employee Stock Option to Buy | $43.29 | 2018-03-06 | 1,200 | 1,200 | Indirect | |
Common Stock | Employee Stock Option to Buy | $41.15 | 2019-03-04 | 1,000 | 1,000 | Indirect | |
Common Stock | Employee Stock Option to Buy | $44.25 | 2020-03-02 | 1,000 | 1,000 | Indirect | |
Common Stock | Employee Stock Option to Buy | $45.74 | 2021-03-02 | 5,000 | 5,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-03-04 | 3,000 | 3,000 | Direct |
2016-02-29 | 3,000 | 3,000 | Direct |
2017-02-28 | 3,000 | 3,000 | Direct |
2018-03-06 | 4,000 | 4,000 | Direct |
2019-03-04 | 3,000 | 3,000 | Direct |
2020-03-02 | 3,000 | 3,000 | Direct |
2017-02-28 | 600 | 600 | Indirect |
2018-03-06 | 1,200 | 1,200 | Indirect |
2019-03-04 | 1,000 | 1,000 | Indirect |
2020-03-02 | 1,000 | 1,000 | Indirect |
2021-03-02 | 5,000 | 5,000 | Direct |
Footnotes
- Held in reporting person's account under issuer's Retirement K Savings Plan as of October 31, 2011
- Shares have been credited to reporting person's account under the issuer's Executive Deferred Compensation Plan.
- Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- Held in account of reporting person's spouse.
- Held in account of reporting person's spouse under the issuer's Retirement K Savings Plan as of October 31, 2011.
- Option was granted for 5,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2007.
- Option was granted for 3,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2010.
- Option was granted for 3,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2011.
- Option was granted for 4,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 1,000 shares on each February 27, 2009 and January 1, 2010, 2011, and 2012.
- Option was granted for 3,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 750 shares on each February 25, 2010 and January 1, 2011, 2012, and 2013.
- Option was granted for 3,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 750 shares on each February 24, 2011 and January 1, 2012, 2013 and 2014.
- Option for 600 shares was granted to reporting person's spouse pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 150 shares on each February 21, 2008 and January 1, 2009, 2010, and 2011.
- Option for 1,200 shares was granted to reporting person's spouse pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 300 shares on each February 27, 2009 and January 1, 2010, 2011, and 2012.
- Option for 1,000 shares was granted to reporting person's spouse pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 250 shares on each February 25, 2010 and January 1, 2011, 2012, and 2013.
- Option for 1,000 shares was granted to reporting person's spouse pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 250 shares on each February 24, 2011 and January 1, 2012, 2013, and 2014.
- Option was granted for 5,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 1,250 shares on each February 23, 2012 and January 1, 2013, 2014 and 2015.