Filing Details
- Accession Number:
- 0001181431-11-057105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-21 16:39:04
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2011-11-21
- Accepted Time:
- 2011-11-21 16:39:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
798941 | First Citizens Bancshares Inc | FCNCA | State Commercial Banks (6022) | 561528994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1065415 | Holding Hope Connell | Po Box 29550 Raleigh NC 27602 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Acquisiton | 2011-11-21 | 150 | $172.00 | 7,617 | No | 4 | P | Indirect | As custodian for Hewlette |
Class B Common Stock | Acquisiton | 2011-11-21 | 150 | $172.00 | 6,367 | No | 4 | P | Indirect | As custodian for John Patrick |
Class B Common Stock | Acquisiton | 2011-11-21 | 150 | $172.00 | 6,616 | No | 4 | P | Indirect | As custodian for Elliot |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | As custodian for Hewlette |
No | 4 | P | Indirect | As custodian for John Patrick |
No | 4 | P | Indirect | As custodian for Elliot |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 95,151 | Direct | |
Class A Common Stock | 19,429 | Indirect | By 2010 GRAT |
Class A Common Stock | 5,320 | Indirect | By Maggie B. Holding Trust |
Class A Common Stock | 1,280 | Indirect | As Trustee for John H. Connell Irreovcable Trust |
Class A Common Stock | 407 | Indirect | As Trustee for Michael Collier Connell Trust |
Class A Common Stock | 891 | Indirect | As Custodian for Elliot |
Class A Common Stock | 330 | Indirect | As custodian for John Patrick |
Class A Common Stock | 1,390 | Indirect | John Connell as Custodian for Hewlette |
Class A Common Stock | 1,290 | Indirect | John Connell as Custodian for John Patrick |
Class A Common Stock | 18,145 | Indirect | By Yadkin Valley Company |
Class A Common Stock | 700 | Indirect | By Yadkin Valley Life Insurance Company |
Class B Common Stock | 99,635 | Direct | |
Class B Common Stock | 1,225 | Indirect | By Maggie B. Holding Trust |
Class B Common Stock | 309 | Indirect | As Trustee for the Michael Collier Connell Trust |
Class B Common Stock | 323 | Indirect | John Connell as custodian for Hewlette |
Class B Common Stock | 323 | Indirect | John Connell as custodian for John Patrick |
Class B Common Stock | 100 | Indirect | John Connell as custodian for Elliot |
Class B Common Stock | 1,725 | Indirect | By Yadkin Valley Company |
Class B Common Stock | 175 | Indirect | By Yadkin Valley Life Insurance Company |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein.
- The reporting person serves as trustee of the trust for the benefit of individuals who are not members of her immediate family, and her children have a remainder interest in the trust. The reporting person disclaims beneficial ownership of the securities held by the trust.