Filing Details

Accession Number:
0001181431-11-057105
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-21 16:39:04
Reporting Period:
2011-11-21
Filing Date:
2011-11-21
Accepted Time:
2011-11-21 16:39:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798941 First Citizens Bancshares Inc FCNCA State Commercial Banks (6022) 561528994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1065415 Holding Hope Connell Po Box 29550
Raleigh NC 27602
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2011-11-21 150 $172.00 7,617 No 4 P Indirect As custodian for Hewlette
Class B Common Stock Acquisiton 2011-11-21 150 $172.00 6,367 No 4 P Indirect As custodian for John Patrick
Class B Common Stock Acquisiton 2011-11-21 150 $172.00 6,616 No 4 P Indirect As custodian for Elliot
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect As custodian for Hewlette
No 4 P Indirect As custodian for John Patrick
No 4 P Indirect As custodian for Elliot
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 95,151 Direct
Class A Common Stock 19,429 Indirect By 2010 GRAT
Class A Common Stock 5,320 Indirect By Maggie B. Holding Trust
Class A Common Stock 1,280 Indirect As Trustee for John H. Connell Irreovcable Trust
Class A Common Stock 407 Indirect As Trustee for Michael Collier Connell Trust
Class A Common Stock 891 Indirect As Custodian for Elliot
Class A Common Stock 330 Indirect As custodian for John Patrick
Class A Common Stock 1,390 Indirect John Connell as Custodian for Hewlette
Class A Common Stock 1,290 Indirect John Connell as Custodian for John Patrick
Class A Common Stock 18,145 Indirect By Yadkin Valley Company
Class A Common Stock 700 Indirect By Yadkin Valley Life Insurance Company
Class B Common Stock 99,635 Direct
Class B Common Stock 1,225 Indirect By Maggie B. Holding Trust
Class B Common Stock 309 Indirect As Trustee for the Michael Collier Connell Trust
Class B Common Stock 323 Indirect John Connell as custodian for Hewlette
Class B Common Stock 323 Indirect John Connell as custodian for John Patrick
Class B Common Stock 100 Indirect John Connell as custodian for Elliot
Class B Common Stock 1,725 Indirect By Yadkin Valley Company
Class B Common Stock 175 Indirect By Yadkin Valley Life Insurance Company
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein.
  3. The reporting person serves as trustee of the trust for the benefit of individuals who are not members of her immediate family, and her children have a remainder interest in the trust. The reporting person disclaims beneficial ownership of the securities held by the trust.