Filing Details
- Accession Number:
- 0001209191-11-057337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-21 14:25:41
- Reporting Period:
- 2011-11-17
- Filing Date:
- 2011-11-21
- Accepted Time:
- 2011-11-21 14:25:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409155 | Mark Almeida | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President, Moody's Analytics | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-17 | 25,000 | $19.99 | 129,662 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-17 | 25,000 | $32.75 | 104,662 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-18 | 25,000 | $19.99 | 129,662 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-18 | 25,000 | $32.83 | 104,662 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2011-11-17 | 25,000 | $0.00 | 25,000 | $19.99 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2011-11-18 | 25,000 | $0.00 | 25,000 | $19.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-02-07 | 2012-02-07 | No | 4 | M | Direct |
| 0 | 2003-02-07 | 2012-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,453 | Indirect | 401-K |
| Common Stock | 1,000 | Indirect | Held in trust for sister |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.39 to $33.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.51 to $33.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- As of last statement dated September 30, 2011.
- One fourth of the options vested each year beginning with the date indicated.
Billionaire Hedge Funds
