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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126234	Newlink Genetics Corp	NLNK	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1512133	J. David Lundquist	C/O Newlink Genetics Corporation 2503 South Loop Dr., Suite 5100 Ames IA 50010		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-11-16	13,267	$0.00	24,642	No	4	C	Indirect	By David J. Lundquist Revocable Trust
Common Stock	Acquisiton	2011-11-16	9,523	$0.00	34,165	No	4	C	Indirect	By David J. Lundquist Revocable Trust
Common Stock	Acquisiton	2011-11-16	10,856	$0.00	45,021	No	4	C	Indirect	By David J. Lundquist Revocable Trust
Common Stock	Acquisiton	2011-11-16	27,609	$0.00	72,630	No	4	C	Indirect	By David J. Lundquist Revocable Trust
Common Stock	Acquisiton	2011-11-16	15,000	$7.00	87,630	No	4	P	Indirect	By David J. Lundquist Revocable Trust
Common Stock	Disposition	2011-11-18	87,630	$0.00	0	No	5	G	Indirect	By David J. Lundquist Revocable Trust
Common Stock	Acquisiton	2011-11-18	43,815	$0.00	43,815	No	5	G	Indirect	By David J. Lundquist 2011 Exempt Trust
Common Stock	Acquisiton	2011-11-18	43,815	$0.00	43,815	No	5	G	Indirect	By David J. Lundquist 2011 Nonexempt Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By David J. Lundquist Revocable Trust
No	4	C	Indirect	By David J. Lundquist Revocable Trust
No	4	C	Indirect	By David J. Lundquist Revocable Trust
No	4	C	Indirect	By David J. Lundquist Revocable Trust
No	4	P	Indirect	By David J. Lundquist Revocable Trust
No	5	G	Indirect	By David J. Lundquist Revocable Trust
No	5	G	Indirect	By David J. Lundquist 2011 Exempt Trust
No	5	G	Indirect	By David J. Lundquist 2011 Nonexempt Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series AA Preferred Stock	Disposition	2011-11-16	27,780	$0.00	27,780	$0.00
Common Stock	Series B Preferred Stock	Disposition	2011-11-16	19,999	$0.00	19,999	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-11-16	20,000	$0.00	20,000	$0.00
Common Stock	Series E Preferred Stock	Disposition	2011-11-16	5,257	$0.00	5,257	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Every one share of Series AA Preferred Stock automatically converted into approximately 0.476 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date. Includes 39 shares acquired by dividend issued upon conversion of Series AA Preferred Stock.
Every one share of Series B Preferred Stock automatically converted into approximately 0.476 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.
Every one share of Series C Preferred Stock automatically converted into approximately 0.542 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.
Every one share of Series E Preferred Stock automatically converted into approximately 5.252 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.
The shares were purchased in the Issuer's initial public offering.