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Home > Insider Trading > Filing (0001249155-11-000011)

Filing Details

Accession Number:: 0001249155-11-000011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-18 18:09:35
Reporting Period:: 2011-11-16

Filing Date:: 2011-11-18
Accepted Time:: 2011-11-18 18:09:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477246	S&W Seed Co	SANW	Agricultural Production-Crops (100)	271275784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488716	Yellowjacket, Lp	430 Cambridge Avenue, Suite 100 Palo Alto CA 94306		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-11-16	200,000	$4.33	1,991,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The securities were sold in a private transaction, negotiated between institutional investment groups. The purchasers received "restricted stock," as defined in Rule 144.