Filing Details
- Accession Number:
- 0001181431-11-057001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-18 18:03:09
- Reporting Period:
- 2011-11-17
- Filing Date:
- 2011-11-18
- Accepted Time:
- 2011-11-18 18:03:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399546 | Truett Michael Tate | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-17 | 107,000 | $16.96 | 233,994 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-17 | 6,302 | $13.93 | 240,296 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-17 | 113,302 | $49.34 | 126,994 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock option (right to buy) | Disposition | 2011-11-17 | 107,000 | $0.00 | 107,000 | $16.96 |
| Common Shares | Stock option (right to buy) | Disposition | 2011-11-17 | 6,302 | $0.00 | 7,652 | $13.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-07-18 | 2017-07-17 | No | 4 | M | Direct |
| 1,260 | 2011-01-31 | 2018-01-06 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 3,781 shares of common stock at an exercise price of $27.86 per share, was adjusted to 7,562 shares of common stock at an exercise price of $13.93 per share.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.32 to $49.37. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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