Filing Details
- Accession Number:
- 0001088825-11-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-18 17:52:12
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-18
- Accepted Time:
- 2011-11-18 17:52:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495099 | Charles Phillips | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Svp Engineering & Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-16 | 9,171 | $10.23 | 148,159 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-11-18 | 15,829 | $10.09 | 132,330 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock.
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- Averages Sales Price - Actual sale prices range from $10.02 - $10.20. The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.