Filing Details

Accession Number:
0001181431-11-056978
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-18 17:35:06
Reporting Period:
2011-11-16
Filing Date:
2011-11-18
Accepted Time:
2011-11-18 17:35:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316631 Liberty Global Inc. LBTY Cable & Other Pay Television Services (4841) 202197030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1090529 Iii G Frederick Westerman 12300 Liberty Boulevard
Englewood CO 80112
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Common Stock Acquisiton 2011-11-16 30,000 $20.48 112,466 No 4 M Direct
Series A Common Stock Disposition 2011-11-16 30,000 $42.12 82,466 No 4 S Direct
Series A Common Stock Disposition 2011-11-16 22,887 $42.12 59,579 No 4 S Direct
Series C Common Stock Acquisiton 2011-11-16 30,000 $19.92 149,156 No 4 M Direct
Series C Common Stock Disposition 2011-11-16 30,000 $40.33 119,156 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Series A Common Stock Option (right to buy) Disposition 2011-11-16 30,000 $0.00 30,000 $20.48
Series C Common Stock Option (right to buy) Disposition 2011-11-16 30,000 $0.00 30,000 $19.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-02 No 4 M Direct
0 2013-05-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series A Common Stock 1,545 Indirect by 401(k) Plan
Series C Common Stock 5,547 Indirect by 401(k) Plan
Footnotes
  1. The price reflects a weighted average of sales made at prices ranging from $41.755 to $42.39. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  2. The price reflects a weighted average of sales made at prices ranging from $41.76 to $42.40. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  3. The price reflects a weighted average of sales made at prices ranging from $39.98 to $40.55. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  4. The Reporting Person received 24 shares contributed by Issuer under its 401(k) Plan as of September 30, 2011.
  5. The option is immediately exercisable.