Filing Details
- Accession Number:
- 0001181431-11-056975
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-18 17:27:28
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-18
- Accepted Time:
- 2011-11-18 17:27:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341691 | J Donald Todd | 1911 Walker Ave. Monrovia CA 91016 | President, Asia/Pacific | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-16 | 5,000 | $4.69 | 14,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-16 | 5,000 | $9.00 | 9,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Acquisiton | 2011-11-16 | 5,000 | $0.00 | 5,000 | $4.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
45,000 | 2020-08-15 | No | 4 | M | Direct |
Footnotes
- Includes 5,000 shares acquired on the exercise of options on November 16, 2011, 7,500 Performance Accelerated Restricted Shars ("PARS") subject to forfeiture and vesting on March 15, 2014 and 2,000 restricted shares subject to forfeiture and vesting on March 2, 2012.
- Following all reported transactions, Mr. Todd's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 21,166 shares of Common Stock, which includes 11,666 shares purchasable pursuant to vested options, 7,500 PARS and 2,000 restricted shares. Mr. Todd also holds 53,334 unvested options.
- Of options to purchase 50,000 shares granted on August 16, 2010, 16,667 shares became exercisable on 8/16/11, 16,666 shares become exercisable on 8/16/12 and 16,667shares become exercisable on 8/16/13.