Filing Details
- Accession Number:
- 0001181431-11-056952
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-18 16:36:04
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-18
- Accepted Time:
- 2011-11-18 16:36:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248260 | J Stephen Luczo | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2011-11-16 | 20,000 | $4.05 | 58,750 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2011-11-16 | 20,000 | $17.02 | 38,750 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | NQ Stock Options | Disposition | 2011-11-16 | 20,000 | $0.00 | 20,000 | $4.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,673,750 | 2010-01-12 | 2016-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 5,072,192 | Indirect | Stephen J Luczo Revocable Trust |
| Ordinary Shares | 490,367 | Indirect | Red Zone Holdings Limited Partnership |
| Ordinary Shares | 425,951 | Indirect | Red Zone II Limited Partnership |
Footnotes
- Shares were sold under a 10b5-1 plan adopted by the Reporting Person on May 27, 2011.
- Includes 466,567 shares transferred from direct to indirect holdings of which 464,067 were transferred on November 16, 2011 and 2,500 shares were transferred on November 8, 2011.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on January 12, 2010. The remaining option shares are vesting and will continue to vest proportionally each month over the 36 months following January 12, 2010.
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