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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120370	Broadwind Energy Inc.	BWEN	Nonferrous Foundries (Castings) (3360)	880409160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1232935	K Stephanie Kushner	47 East Chicago Avenue Suite 332 Naperville IL 60540	Exec. Vp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-11-16	60,450	$0.40	299,593	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,110	Indirect	By 401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$9.99	2019-07-29	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$5.44	2020-03-09	53,233	53,233	Direct
Common Stock	Stock Option (Right to Buy)	$1.35	2021-03-07	149,107	149,107	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-07-29	25,000	25,000	Direct
2020-03-09	53,233	53,233	Direct
2021-03-07	149,107	149,107	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.38 to $.42, inclusive. The reporting person undertakes to provide Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Includes (i) 12,500 shares of restricted stock units that vest in 6,250 share increments on each of 7/29/12 and 7/29/13; (ii) 7,095 shares of restricted stock units that vest on 3/9/12 and in 7,094 share increments on 3/9/13 and 3/9/14; and (iii) 117,606 shares of restricted stock units that vest 29,401 shares on 3/7/12, 29,402 shares on 3/7/13, 29,401 shares on 3/7/14 and 29,402 shares on 3/7/15.
6,250 shares vest on each of 7/29/10, 7/29/11, 7/29/12 and 7/29/13.
13,309 shares vest on 3/9/11 and 13,308 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.
37,276 shares vest on 3/7/12 and 37,277 shares vest on 3/7/13, 3/7/14 and 3/7/15.