Filing Details
- Accession Number:
- 0001181431-11-056948
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-18 16:23:54
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-18
- Accepted Time:
- 2011-11-18 16:23:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1038205 | Bank Of The Ozarks Inc | OZRK | State Commercial Banks (6022) | 710556208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229664 | D Mark Ross | 17901 Chenal Parkway P.o. Box 8811 Little Rock AR 72231-8811 | Vice Chairman, President, Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-16 | 1,000 | $26.59 | 116,900 | No | 4 | G | Direct | |
| Employee Stock Option (Right To Buy) | Acquisiton | 2011-11-16 | 4,700 | $13.54 | 121,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-16 | 4,700 | $27.00 | 116,900 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Acquisiton | 2011-11-17 | 165 | $13.54 | 117,065 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-17 | 165 | $27.00 | 116,900 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Acquisiton | 2011-11-18 | 5,135 | $13.54 | 122,035 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-18 | 5,135 | $26.80 | 116,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-11-16 | 4,700 | $13.54 | 4,700 | $13.54 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-11-17 | 165 | $13.54 | 165 | $13.54 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-11-18 | 5,135 | $13.54 | 5,135 | $13.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,300 | 2011-09-16 | 2015-09-16 | No | 4 | M | Direct |
| 5,135 | 2011-09-16 | 2015-09-16 | No | 4 | M | Direct |
| 0 | 2011-09-16 | 2015-09-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 64,809 | Indirect | Shares held in 401(k) at 11/16/2011 |
| Common Stock | 109,800 | Indirect | Shares held by Wife |
| Common Stock | 290,400 | Indirect | Shares held by Holt Ross Children's Trust #5 |
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