Filing Details
- Accession Number:
- 0001001250-11-000217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-18 16:21:25
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-18
- Accepted Time:
- 2011-11-18 16:21:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008086 | D Richard Parsons | Providence Equity Partners 9 West 57Th Street New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-11-16 | 5,000 | $44.32 | 7,221 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2011-11-16 | 5,000 | $33.84 | 12,221 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2011-11-16 | 5,000 | $40.39 | 17,221 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2011-11-16 | 5,000 | $44.25 | 22,221 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-11-16 | 20,000 | $114.45 | 2,221 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to Buy) | Disposition | 2011-11-16 | 5,000 | $0.00 | 5,000 | $44.32 |
Class A Common Stock | Option (Right to Buy) | Disposition | 2011-11-16 | 5,000 | $0.00 | 5,000 | $33.84 |
Class A Common Stock | Option (Right to Buy) | Disposition | 2011-11-16 | 5,000 | $0.00 | 5,000 | $40.39 |
Class A Common Stock | Option (Right to Buy) | Disposition | 2011-11-16 | 5,000 | $0.00 | 5,000 | $44.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-11-05 | 2014-11-05 | No | 4 | M | Direct |
0 | 2006-11-10 | 2015-11-10 | No | 4 | M | Direct |
0 | 2007-10-31 | 2016-10-31 | No | 4 | M | Direct |
0 | 2008-11-09 | 2017-11-09 | No | 4 | M | Direct |
Footnotes
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Not applicable.
- The Reporting Person also has options to purchase at various prices 18,344 shares of Class A Common Stock, 10,000 of which are currently exercisable.
- Sales prices range from $114.02 to $114.91 per share, inclusive.