Filing Details

Accession Number:
0000903848-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-18 14:59:43
Reporting Period:
2011-11-17
Filing Date:
2011-11-18
Accepted Time:
2011-11-18 14:59:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903848 Carl Buccellato C/O Ellie Mae, Inc.
4155 Hopyard Road, Suite 200
Pleasanton CA 94588
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-17 2,000 $3.75 71,867 No 4 A Direct
Common Stock Disposition 2011-11-17 2,000 $5.57 69,867 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-11-17 2,000 $0.00 2,000 $3.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-12-18 2011-12-18 No 4 M Direct
Footnotes
  1. Reflects a 1-for-3 reverse stock split of the Issuer's outstanding securities effected immediately prior to the effectiveness of the Issuer's S-1 Registration Statement (Commission File No. 333-166438).
  2. 100% of the shares subject to the option are fully vested and exercisable.