Filing Details
- Accession Number:
- 0001209191-11-056958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-17 21:15:24
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-17
- Accepted Time:
- 2011-11-17 21:15:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1434589 | T3 Motion Inc. | TTTM | Motor Vehicles & Passenger Car Bodies (3711) | 204987549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033051 | Y Ki Nam | 2990 Airway Avenuebuilding A Costa Mesa CA 92626 | Ceo And Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-16 | 15,000 | $0.39 | 2,988,579 | No | 4 | P | Indirect | By Nam Family Trust DTD 2/17/97 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Nam Family Trust DTD 2/17/97 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 632,243 | Direct | |
Common Stock | 90,000 | Indirect | By Son |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series H Common Stock Purchase Warrants (right to buy) | $3.00 | 2013-05-13 | 632,243 | 632,243 | Indirect | |
Common Stock | Series E Common Stock Purchase Warrants (right to buy) | $7.87 | 2014-12-29 | 27,478 | 27,478 | Indirect | |
Common Stock | Series G Common Stock Purchase Warrants (right to buy) | $5.00 | 2014-12-29 | 195,373 | 195,373 | Indirect | |
Common Stock | Series J Common Stock Purchase Warrants (right to buy) | $3.50 | 2016-04-25 | 50,000 | 50,000 | Indirect | |
Common Stock | Series I Common Stock Purchase Warrants (right to buy) | $3.50 | 2016-05-13 | 632,243 | 632,243 | Indirect | |
Common Stock | Option (right to buy) | $5.00 | 2020-07-21 | 30,000 | 30,000 | Direct | |
Common Stock | Option (right to buy) | $5.00 | 2021-02-24 | 100,000 | 100,000 | Direct | |
Common Stock | Option (right to buy) | $7.70 | 2017-12-10 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-05-13 | 632,243 | 632,243 | Indirect |
2014-12-29 | 27,478 | 27,478 | Indirect |
2014-12-29 | 195,373 | 195,373 | Indirect |
2016-04-25 | 50,000 | 50,000 | Indirect |
2016-05-13 | 632,243 | 632,243 | Indirect |
2020-07-21 | 30,000 | 30,000 | Direct |
2021-02-24 | 100,000 | 100,000 | Direct |
2017-12-10 | 100,000 | 100,000 | Direct |
Footnotes
- Represents the weighted average purchase price for the reported transactions. The range of prices for such transactions was $0.3801 to $0.39.
- The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Currently exercisable in full.
- Option is exercisable only for vested shares. 25% of the shares underlying the option vest on July 21, 2011, the one year anniversary of the vesting commencement date; the remainder vest monthly in equal installments over the subsequent three year period.
- Option is exercisable only for vested shares. 25% of the shares underlying the option vest on January 15, 2012, the one year anniversary of the vesting commencement date; the remainder vest monthlyin equal installments over the subsequent three year period.
- Option is exercisable only for vested shares. 25% of the shares underlying the option vest on December 10, 2008, the one year anniversary of the vesting commencement date; the remainder vest monthly in equal installments over the subsequent three year period.