Filing Details
- Accession Number:
- 0001414691-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-17 20:13:01
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-17
- Accepted Time:
- 2011-11-17 20:13:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009759 | Capstone Turbine Corp | CPST | Engines & Turbines (3510) | 954180883 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414691 | Gary Mayo | 21211 Nordhoff Street Chatsworth CA 91311 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-15 | 10,000 | $0.66 | 32,458 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-15 | 10,000 | $1.23 | 22,458 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-15 | 17,269 | $1.24 | 5,189 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-11-15 | 10,000 | $0.00 | 10,000 | $0.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,600 | 2011-08-25 | 2020-08-26 | No | 4 | M | Direct |
Billionaire Hedge Funds
