Filing Details

Accession Number:
0001181431-11-056835
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-17 19:33:13
Reporting Period:
2011-11-15
Filing Date:
2011-11-17
Accepted Time:
2011-11-17 19:33:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498385 R Bobby Bell C/O Kla-Tencor Corporation
One Technology Drive
Milpitas CA 95035
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-15 10,458 $0.00 32,810 No 4 A Direct
Common Stock Disposition 2011-11-15 4,882 $48.42 27,928 No 4 F Direct
Common Stock Disposition 2011-11-17 1,394 $47.30 26,534 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 85,700 Direct
Footnotes
  1. On November 15, 2007, Mr. Bell received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2008, were determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2008) to cover, based on KLA-Tencor's financial peformance during fiscal year 2008, 20,917 shares of KLA-Tencor common stock. On November 15, 2011, Mr. Bell vested in the remaining fifty percent (50%) of such RSUs.
  2. Pursuant to the terms of the November 15, 2007 performance-based RSU grant, 4,882 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date.
  3. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2011.
  4. Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
  5. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.