Filing Details
- Accession Number:
- 0001352027-11-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-17 18:12:53
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-17
- Accepted Time:
- 2011-11-17 18:12:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718877 | Activision Blizzard Inc. | ATVI | Services-Prepackaged Software (7372) | 954803544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091423 | A Robert Kotick | C/O Activision Blizzard, Inc. 3100 Ocean Park Boulevard Santa Monica CA 90405 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.000001 Per Share | Disposition | 2011-11-15 | 321,500 | $12.27 | 2,906,823 | No | 4 | S | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2011-11-15 | 216,453 | $3.87 | 3,123,276 | No | 4 | M | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2011-11-15 | 216,453 | $12.18 | 2,906,823 | No | 4 | S | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2011-11-15 | 83,364 | $6.81 | 2,990,187 | No | 4 | M | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2011-11-15 | 83,364 | $12.30 | 2,906,823 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2011-11-15 | 216,453 | $0.00 | 216,453 | $3.87 |
Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2011-11-15 | 83,364 | $0.00 | 83,364 | $6.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-04-29 | No | 4 | M | Direct | |
0 | 2016-04-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.000001 Per Share | 9,600 | Indirect | by UTMAs for the benefit of minor children |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kotick on September 15, 2011.
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $12.19 to $12.38 per share. Mr. Kotick has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $12.15 to $12.3218 per share. Mr. Kotick has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $12.30 to $12.305 per share. Mr. Kotick has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- Following the transaction reported on this Form 4, Mr. Kotick directly held (a) 2,500,000 performance-based restricted shares of the Company's common stock and (b) 406,823 shares of the Company's common stock.
- These options to purchase shares of the Company's common stock were exercisable in full as of April 29, 2004.
- These options to purchase shares of the Company's common stock were exercisable in full as of April 1, 2008.
- 720,000 of these options were previously transferred to the 01037H Trust on November 9, 2010, leaving 216,453 such options.