Filing Details
- Accession Number:
- 0001127602-11-029992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-17 17:07:16
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-17
- Accepted Time:
- 2011-11-17 17:07:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1097264 | Allos Therapeutics Inc | ALTH | Pharmaceutical Preparations (2834) | 541655029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305811 | H Marc Graboyes | 11080 Circlepoint Road Suite 200 Westminster CO 80020 | Svp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-15 | 14,494 | $1.44 | 344,152 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- These shares are being sold pursuant to a 10b5-1 plan for Marc H. Graboyes in order to cover the withholding tax and other costs associated with such sale (i.e., wire fees, commission or interest) in connection with the vesting of restricted stock units on October 20, 2011. The delivery of shares was delayed until November 14, 2011, due to legal / regulatory restrictions applicable to the Company.
- The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $1.43 to $1.47. Upon request of the SEC staff, Allos Therapeutics, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
