Filing Details
- Accession Number:
- 0001140361-11-054097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-17 13:28:50
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-17
- Accepted Time:
- 2011-11-17 13:28:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 857005 | Parametric Technology Corp | PMTC | Services-Prepackaged Software (7372) | 042866152 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186555 | E James Heppelmann | 140 Kendrick Street Needham MA 02494 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-15 | 182,077 | $0.00 | 400,640 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-15 | 76,019 | $21.27 | 324,621 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-11-16 | 17,113 | $21.18 | 307,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-11-15 | 63,775 | $0.00 | 63,775 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-11-15 | 32,895 | $0.00 | 32,895 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-11-15 | 32,895 | $0.00 | 32,895 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-11-15 | 26,256 | $0.00 | 26,256 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-11-05 | 26,256 | $0.00 | 26,256 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 32,894 | No | 4 | M | Direct | ||
| 32,894 | No | 4 | M | Direct | ||
| 52,511 | No | 4 | M | Direct | ||
| 52,511 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Parametric Technology Corporation common stock.
- Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 182,077 shares of the Reporting Person's restricted stock unit awards on November 15, 2011.
- Shares sold pursuant to a pre-established Rule 10b5-1(c ) trading plan.
- This transaction was executed in multiple trades at prices ranging from $20.75 to $21.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Time-based restricted stock units that vested as to 63,776 RSUs on November 15, 2009 and 63,775 RSUs on November 15, 2010 and 63,775 RSUs on November 15, 2011.
- Time-based restricted stock units that vested as to 32,895 RSUs on November 15, 2010 and 32,895 RSUs on November 15, 2011 and will vest as to 32,894 RSUs on November 15, 2012.
- Performance-based restricted stock units subject to subsequent time-based restrictions that vested as to 32,895 RSUs on November 15, 2010 and 32,895 RSUs on November 15, 2011 and will vest as to 32,894 RSUs on November 15, 2012.
- Performance-based restricted stock units subject to subsequent time-based restrictions that vested as to 26,256 RSUs on November 15, 2011 and will vest as to 26,256 RSUs on November 15, 2012 and 26,255 RSUs on November 15, 2013.
- Time-based restricted stock units that vested as to 26,256 RSUs on November 15, 2011 and will vest as to 26,256 RSUs on November 15, 2012 and 26,255 RSUs on November 15, 2013.
- This amount represents the total number of derivative securities beneficially owned of the class shown.
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