Filing Details
- Accession Number:
- 0001209191-11-056667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-17 13:06:10
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-17
- Accepted Time:
- 2011-11-17 13:06:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921183 | Hmn Financial Inc | HMNF | Savings Institution, Federally Chartered (6035) | 411777397 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374778 | C Hugh Smith | 1016 Civic Center Drive Nw Rochester MN 55901 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-16 | 1,000 | $1.95 | 4,600 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-11-16 | 2,000 | $1.95 | 3,600 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | $4.77 | 2010-05-06 | 2019-05-05 | 3,000 | 3,000 | Direct |
Common Stock | Option to buy | $4.77 | 2011-05-06 | 2019-05-05 | 3,000 | 6,000 | Direct |
Common Stock | Option to buy | $4.77 | 2012-05-06 | 2019-05-05 | 3,000 | 9,000 | Direct |
Common Stock | Option to buy | $4.77 | 2013-05-06 | 2019-05-05 | 3,000 | 12,000 | Direct |
Common Stock | Option to buy | $4.77 | 2014-05-06 | 2019-05-05 | 3,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-05-05 | 3,000 | 3,000 | Direct |
2019-05-05 | 3,000 | 6,000 | Direct |
2019-05-05 | 3,000 | 9,000 | Direct |
2019-05-05 | 3,000 | 12,000 | Direct |
2019-05-05 | 3,000 | 15,000 | Direct |
Footnotes
- Total shares following purchases on 11/16/2011.
- Running total following purchase of 2000 shares.