Filing Details
- Accession Number:
- 0001127602-11-029880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-17 12:38:36
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-17
- Accepted Time:
- 2011-11-17 12:38:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1082257 | A Douglas Berthiaume | 34 Maple Street Milford MA 01757 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-15 | 132,216 | $36.25 | 2,406,715 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-15 | 132,216 | $79.53 | 2,274,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-16 | 17,784 | $36.25 | 2,292,283 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-16 | 17,784 | $79.52 | 2,274,499 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-15 | 132,216 | $0.00 | 132,216 | $36.25 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-16 | 17,784 | $0.00 | 17,784 | $36.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,784 | 2002-12-12 | 2011-12-12 | No | 4 | M | Direct |
| 0 | 2002-12-12 | 2011-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 34,711 | Indirect | By 401k Plan |
| Common Stock | 25,252 | Indirect | By Family Trust |
| Common Stock | 29,329 | Indirect | By GST |
| Common Stock | 322,878 | Indirect | By Limited Partnership Interests |
| Common Stock | 69,000 | Indirect | By Wife |
Footnotes
- The Reporting Person disclaims beneficial ownership of all shares of the Issuer's Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose.
Billionaire Hedge Funds
