Filing Details
- Accession Number:
- 0001127602-11-029855
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 21:25:39
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 21:25:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901737 | D Howard Schultz | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-14 | 130,700 | $10.32 | 18,037,903 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-14 | 130,700 | $44.29 | 17,907,203 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Acquisiton | 2011-11-14 | 429,652 | $0.00 | 429,652 | $43.64 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-14 | 130,700 | $0.00 | 130,700 | $10.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
429,652 | 2021-11-14 | No | 4 | A | Direct | |
893,300 | 2012-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 740,700 | Indirect | by spouse |
Common Stock | 740,700 | Indirect | by GRAT |
Common Stock | 295,000 | Indirect | Family Owned LLC |
Footnotes
- This transaction was executed in multipe trades at prices ranging from $44.2784 to $44.2939. The price reported is the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Options become exercisable in four increments of 107,413 shares each on November 14, 2012, November 14, 2013, November 14, 2014 and November 14, 2015.
- Options became exercisable in one increment of 341,334 shares on September 30, 2003 and two increments of 341,333 shares each on September 30, 2004 and September 30, 2005. The option expires on September 30, 2012.