Filing Details
- Accession Number:
- 0001181431-11-056654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 21:21:40
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 21:21:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296454 | Ibrahim Korgav | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Sr Vp Of Business Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-14 | 13,476 | $13.93 | 68,463 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-14 | 21,334 | $15.15 | 89,797 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-14 | 18,826 | $16.86 | 108,623 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-14 | 53,636 | $49.36 | 54,987 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock option (right to buy) | Disposition | 2011-11-14 | 13,476 | $0.00 | 16,226 | $13.93 |
Common Shares | Stock option (right to buy) | Disposition | 2011-11-14 | 21,334 | $0.00 | 21,334 | $15.15 |
Common Shares | Stock option (right to buy) | Disposition | 2011-11-14 | 18,826 | $0.00 | 18,826 | $16.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,750 | 2011-01-31 | 2018-01-06 | No | 4 | M | Direct |
0 | 2009-01-31 | 2017-06-04 | No | 4 | M | Direct |
0 | 2007-02-23 | 2016-02-22 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 10,667 shares of common stock at an exercise price of $30.29 per share, was adjusted to 21,334 shares of common stock at an exercise price of $15.145 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 9,413 shares of common stock at an exercise price of $33.72 per share, was adjusted to 18,826 shares of common stock at an exercise price of $16.86 per share.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.33 to $49.381. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.