Filing Details
- Accession Number:
- 0001127602-11-029816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 18:57:06
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 18:57:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912833 | West Marine Inc | WMAR | Retail-Auto Dealers & Gasoline Stations (5500) | 770355502 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383913 | R Thomas Moran | C/O West Marine 500 Westridge Drive Watsonville CA 95076 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-16 | 6,030 | $5.80 | 38,937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-16 | 2,100 | $9.20 | 36,837 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 148 | $9.20 | 36,689 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 200 | $9.20 | 36,489 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 200 | $9.20 | 36,289 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 1,100 | $9.21 | 35,189 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 200 | $9.21 | 34,989 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 452 | $9.22 | 34,537 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 200 | $9.23 | 34,337 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-16 | 6,030 | $0.00 | 6,030 | $5.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 135,720 | 2010-06-01 | 2014-06-01 | No | 4 | M | Direct |
Footnotes
- Includes 8,250 unvested restricted stock units granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan.
- Options granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan.
- Consists of 49,830 unvested stock options and 85,890 exercisable stock options.
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