Filing Details

Accession Number:
0001181431-11-056614
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-16 17:35:04
Reporting Period:
2011-11-14
Filing Date:
2011-11-16
Accepted Time:
2011-11-16 17:35:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270436 Institutional Financial Markets Inc. IFMI Security Brokers, Dealers & Flotation Companies (6211) 161685692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312739 T Walter Beach C/O Institutional Financial Markets, Inc
2929 Arch Street, 17Th Floor
Philadelphia PA 19104-2870
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2011-11-14 5,000 $1.65 63,364 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct