Filing Details
- Accession Number:
- 0001181431-11-056614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 17:35:04
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 17:35:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270436 | Institutional Financial Markets Inc. | IFMI | Security Brokers, Dealers & Flotation Companies (6211) | 161685692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1312739 | T Walter Beach | C/O Institutional Financial Markets, Inc 2929 Arch Street, 17Th Floor Philadelphia PA 19104-2870 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2011-11-14 | 5,000 | $1.65 | 63,364 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
