Filing Details
- Accession Number:
- 0001181431-11-056601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 17:28:55
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 17:28:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409019 | D Diane Rentfrow | 5550 Via Vallarta Yorba Linda CA 92887 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-03-01 | 29 | $33.10 | 5,264 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2011-06-01 | 31 | $34.19 | 5,295 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2011-09-01 | 30 | $35.03 | 5,325 | No | 4 | A | Direct | |
Common Shares | Disposition | 2011-11-16 | 1,507 | $35.33 | 3,818 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 3/1/2011 as dividend at FMV
- DER units credited on 6/1/2011 as dividend at FMV
- DER units credited on 9/1/2011 as dividend at FMV