Filing Details
- Accession Number:
- 0001140361-11-053951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 17:24:06
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 17:24:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1159036 | Halozyme Therapeutics Inc | HALO | Biological Products, (No Disgnostic Substances) (2836) | 880488686 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091823 | J Randal Kirk | C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-14 | 220,000 | $8.13 | 1,220,000 | No | 4 | P | Indirect | by Kapital Joe |
Common Stock | Acquisiton | 2011-11-15 | 242,704 | $8.18 | 1,462,704 | No | 4 | P | Indirect | by Kapital Joe |
Common Stock | Acquisiton | 2011-11-16 | 175,520 | $8.19 | 1,638,224 | No | 4 | P | Indirect | by Kapital Joe |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Kapital Joe |
No | 4 | P | Indirect | by Kapital Joe |
No | 4 | P | Indirect | by Kapital Joe |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,722,965 | Indirect | by R.J. Kirk DOT |
Common Stock | 49,300 | Indirect | by JPK 2009 |
Common Stock | 49,300 | Indirect | by MGK 2009 |
Common Stock | 293,000 | Indirect | by JPK 2008 |
Common Stock | 293,000 | Indirect | by MGK 2008 |
Common Stock | 293,000 | Indirect | by ZSK 2008 |
Common Stock | 10,945 | Indirect | by Lotus Capital |
Common Stock | 1,436,186 | Indirect | by Kirkfield |
Common Stock | 135,000 | Indirect | by Staff 2001 |
Common Stock | 1,326,320 | Indirect | by NRM IV |
Common Stock | 6,328,853 | Indirect | by NRM V |
Common Stock | 3,430,000 | Direct |
Footnotes
- Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company, Inc. ("Lotus Capital"), Kirkfield, L.L.C. ("Kirkfield"), Third Security Staff 2001 LLC ("Staff 2001"), New River Management IV, LP ("NRM IV") and New River Management V, LP ("NRM V"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk.