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Filing Details

Accession Number:: 0001209191-11-056499
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-16 17:04:44
Reporting Period:: 2011-11-14

Filing Date:: 2011-11-16
Accepted Time:: 2011-11-16 17:04:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
923120	Greenbrier Companies Inc	GBX	Railroad Equipment (3743)	930816972

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1026610	Jr L Wilbur Ross	C/O Greenbrier Companies One Centerpointe Drive, Suite 200 Lake Oswego OR 97035-8612		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-11-14	2,144,390	$5.96	2,144,390	No	4	X	Indirect	See Footnote
Common Stock	Disposition	2011-11-14	662,049	$19.30	1,482,341	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2011-11-14	1,482,341	$21.90	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (right to buy)	Disposition	2011-11-14	2,144,390	$0.00	2,144,390	$5.96

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,154,672	2009-06-10	2014-06-10	No	4	X	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,652	Direct

Footnotes

On November 14, 2011, WLR Recovery Fund IV, L.P. ("Fund IV") and WLR IV Parallel ESC, L.P. ("Parallel Fund" and, together with Fund IV, the "WLR Funds") exercised warrants to purchase 2,144,390 shares of common stock of the Issuer ("Common Stock") for $5.96 per share. The WLR Funds paid the exercise price on a cashless basis, resulting in the withholding of 662,049 shares to pay the exercise price and the issuance to the WLR Funds of the remaining 1,482,341 shares, of which 1,476,411 shares were held directly by Fund IV (the "Fund IV Shares") and 5,930 shares were held directly by Parallel Fund (the "Parallel Fund Shares"). On November 14, 2011, the Fund IV Shares and the Parallel Fund Shares were sold in block trades.
The Fund IV Shares were held directly by Fund IV. Wilbur L. Ross, Jr. ("Mr. Ross") is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Recovery Associates IV LLC. WLR Recovery Associates IV LLC is the general partner of Fund IV. Accordingly, WLR Recovery Associates IV LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to have shared voting and dispositive power over the Fund IV Shares. Mr. Ross disclaims beneficial ownership of the Fund IV Shares.
(Continued from Footnote 2) The Parallel Fund Shares were held directly by Parallel Fund. Invesco Private Capital, Inc. is the managing member of Invesco WLR IV Associates LLC, which is in turn the general partner of Parallel Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in parallel with Fund IV. Accordingly, Invesco WLR IV Associates LLC, Invesco Private Capital, Inc., WLR Recovery Associates IV LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to have shared voting and dispositive power over the Parallel Fund Shares. Mr. Ross disclaims beneficial ownership of the Parallel Fund Shares. Mr. Ross directly holds 8,652 shares of Common Stock.