Filing Details
- Accession Number:
- 0001140361-11-053928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 16:57:03
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 16:57:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1115055 | Pinnacle Financial Partners Inc | PNFP | National Commercial Banks (6021) | 621812853 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1079428 | Jr A Robert Mccabe | 150 Third Ave South Suite 900 Nashville TN 37201 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Salary Stock Unit | Acquisiton | 2011-11-15 | 936 | $0.00 | 14,039 | No | 4 | A | Direct | |
| Pnfp Common Stock | Disposition | 2011-11-15 | 19,396 | $14.82 | 324,649 | No | 4 | S | Direct | |
| Pnfp Common Stock | Acquisiton | 2011-11-15 | 10,000 | $5.00 | 334,649 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Pnfp Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-11-15 | 10,000 | $0.00 | 10,000 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,000 | 2012-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Pnfp Common Stock | 146,511 | Indirect | IRA |
| Pnfp Common Stock | 2,370 | Indirect | IRA-Spouse |
| Pnfp Common Stock | 184 | Indirect | By Daughter |
| Pnfp Common Stock | 2,652 | Indirect | By Spouse |
| Pnfp Common Stock | 159 | Indirect | By Daughter |
| Pnfp Common Stock | 19,379 | Indirect | 401K Plan |
Footnotes
- Restricted stock units that were awarded, effective 11/15/2011, by the Human Resources and Compensation Committee of the Board of Directors of PinnacleFinancial Partners, Inc. (the "Company") pursuant to a Salary Stock Unit Award Agreement (the "Agreement"), the form of which is filed as Exhibit 10.1 to the Company's Current Report on Form 8-K (the "Form 8-K") filed with the Securities and Exchange Commission on March 2, 2011. The restricted stock units are immediately vested and are payable solely in a like number of shares of the Company's common stock on, or as soon as administratively practical following, December 30, 2011, or if earlier the reporting person's death (the "Settlement Date"), but in no event later than two and one-half months following the Settlement Date. For additional information regarding the restricted stock units please see the Form 8-K and the copy of the Agreement filed therewith.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.82 to $14.83. The reporting person undertakes to provide to Pinnacle Financial Partners, Inc., any security holder of Pinnacle Financial Partners, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
- The options vested in annual 20% increments over a period of 5 years beginning on the first anniversary of the issue date (February 1, 2002). The options were fully vested on February 1, 2007.
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