Filing Details
- Accession Number:
- 0001001250-11-000211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 16:21:23
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 16:21:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428855 | Fabrizio Freda | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-11-14 | 2,337 | $114.02 | 47,070 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-11-14 | 30,579 | $115.29 | 16,491 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-11-14 | 11,321 | $115.78 | 5,170 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sale of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on May 9, 2011.
- Sales prices range from $113.47 to $114.44 per share, inclusive.
- Sales prices range from $114.52 to $115.51 per share, inclusive.
- Sales prices range from $115.52 to $116.43 per share, inclusive.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- The Reporting Person also has stock options to purchase at various prices 560,262 shares of the Company's Class A Common Stock of which options in respect of 175,767 are currently exercisable. In addition, the Reporting Person currently has restricted stock units in respect of 83,594 shares of Class A Common Stock expected to vest at various times through October 2014 and a Market Share Unit that may pay out as many as 160,000 shares of Class A Common Stock depending upon performance of the Company's Class A Common Stock on the New York Stock Exchange during the 20 trading days ending June 30, 2014.