Filing Details
- Accession Number:
- 0001140361-11-053901
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 16:14:25
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 16:14:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158449 | Advance Auto Parts Inc | AAP | Retail-Auto & Home Supply Stores (5531) | 542049910 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236884 | L Jimmie Wade | Advance Auto Parts, Inc. 5008 Airport Rd Roanoke VA 24012 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-14 | 53,993 | $40.45 | 100,433 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-14 | 60,000 | $68.95 | 40,433 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-14 | 31,988 | $25.81 | 72,421 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-14 | 11,969 | $68.98 | 60,452 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-11-14 | 11,500 | $68.61 | 48,952 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-15 | 32,207 | $40.45 | 81,159 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-15 | 32,207 | $68.48 | 48,952 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-11-14 | 53,993 | $0.00 | 53,993 | $40.45 |
| Common Stock | Stock Appreciation Rights | Disposition | 2011-11-14 | 31,988 | $0.00 | 31,988 | $68.98 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-11-15 | 32,207 | $0.00 | 32,207 | $40.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,207 | 2013-02-21 | No | 4 | M | Direct | |
| 15,995 | 2015-11-17 | No | 4 | M | Direct | |
| 0 | 2013-02-21 | No | 4 | M | Direct |
Footnotes
- Represents the exercise by Mr. Wade of all his employee stock options that are scheduled to expire on February 21, 2013 and a portion of his stock appreciation rights that will expire on November 17, 2015, consistent with Mr. Wade's regular practice. Following this transaction, Mr. Wade retains a substantial ownership commitment in both beneficially owned stock and vested employee stock options and SARs, and he continues to satisfy the Company's stock ownership guidelines for executive officers.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 to $68.95. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.48 to $68.83. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.99. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares became exercisable in three equal annual installments beginning on February 21, 2007.
- These shares became exercisable in three equal annual installments beginning on November 17, 2009.
Billionaire Hedge Funds
