Filing Details
- Accession Number:
- 0001235110-11-000288
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 16:10:01
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 16:10:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307979 | W Michael Arthur | C/O Einstein Noah Restaurant Group, Inc. 555 Zang Street, Suite 300 Lakewood CO 80228 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-15 | 7,508 | $7.50 | 22,527 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-15 | 7,508 | $14.50 | 15,019 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-16 | 2,492 | $7.50 | 17,511 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-16 | 2,492 | $14.50 | 15,019 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2011-11-15 | 7,508 | $0.00 | 7,508 | $7.50 |
| Common Stock | Stock option (right to buy) | Disposition | 2011-11-16 | 2,492 | $0.00 | 2,492 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,492 | 2007-07-01 | 2012-01-01 | No | 4 | M | Direct |
| 0 | 2007-07-01 | 2012-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 34,633 | Indirect | By IRA |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
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