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Filing Details

Accession Number:: 0001209191-11-056448
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-16 16:05:07
Reporting Period:: 2011-11-14

Filing Date:: 2011-11-16
Accepted Time:: 2011-11-16 16:05:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
892553	Chart Industries Inc	GTLS	Fabricated Plate Work (Boiler Shops) (3443)	341712937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1369000	J Matthew Klaben	One Infinity Corporate Centre Drive Garfield Heights OH 44125	Vp, General Counsel And Sec.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2011-11-14	10,000	$12.16	30,848	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2011-11-14	10,000	$60.00	20,848	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2011-11-16	12,439	$12.16	33,287	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2011-11-16	12,439	$62.50	20,848	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2011-11-14	10,000	$0.00	10,000	$12.16
Common Stock	Stock Option (Right to Buy)	Disposition	2011-11-16	12,439	$0.00	12,439	$12.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,439		2016-03-29	No	4	M	Direct
0		2016-03-29	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$27.74	2017-08-02	2,900	2,900	Direct
Common Stock	Stock Option (Right to Buy)	$30.95	2018-01-02	3,020	3,020	Direct
Common Stock	Stock Option (Right to Buy)	$11.00	2019-01-02	5,210	5,210	Direct
Common Stock	Stock Option (Right to Buy)	$17.03	2020-01-04	5,730	5,730	Direct
Common Stock	Stock Option (Right to Buy)	$36.45	2021-01-03	3,560	3,560	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-08-02	2,900	2,900	Direct
2018-01-02	3,020	3,020	Direct
2019-01-02	5,210	5,210	Direct
2020-01-04	5,730	5,730	Direct
2021-01-03	3,560	3,560	Direct

Footnotes

These securities were acquired pursuant to a prearranged trading plan adopted on September 1, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
3,227 and 1,390 shares of the total amount beneficially owned were granted on February 22, 2010 and January 3, 2011, respectively, pursuant to restricted stock award agreements under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
These securities were sold pursuant to a prearranged trading plan adopted on September 1, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
These options were exercised pursuant to a prearranged trading plan adopted on September 1, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
These options were granted on March 29, 2006 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest annually from the date of grant in equal installments over five years based on continued service.
No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 4, 2010 pursuant to the the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2011 pursuant to the the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.