Filing Details
- Accession Number:
- 0001181431-11-056526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 16:00:50
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 16:00:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1027207 | Epiq Systems Inc | EPIQ | Services-Computer Programming Services (7371) | 481056429 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132705 | Jr M Edward Connolly | 501 Kansas Ave. Kansas City KS 66105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-15 | 7,500 | $12.03 | 91,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-15 | 7,500 | $14.02 | 83,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (right to buy) | Disposition | 2011-11-15 | 7,500 | $0.00 | 7,500 | $12.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-01-14 | 2012-01-14 | No | 4 | M | Direct |
Footnotes
- The stock option grant was set to expire on January 14, 2012.
- Includes shares of Common Stock issuable upon exercise of vested and unvested options.
- The options were granted on 1/14/2002 and vested in five equal annual installments, commencing one year after the date of grant.
- This transaction was executed in multiple trades at prices ranging from $14.01 to $14.10. The reporting person undertakes to provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.