Filing Details
- Accession Number:
- 0001438588-11-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 14:56:07
- Reporting Period:
- 2011-11-11
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 14:56:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791908 | Xoma Ltd | XOMA | Pharmaceutical Preparations (2834) | 942756657 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221676 | Denman W Ness Van | C/O Xoma Ltd. 2910 Seventh Street Berkeley CA 94710 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2011-11-11 | 698 | $1.60 | 2,600 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 20 | Indirect | by IRA |
Common Shares | 10 | Indirect | by Spouse |
Footnotes
- Shares sold by The Van Ness 1983 Revocable Trust.
- Owned directly through W. D. Van Ness IRA.
- Held indirectly through the C. Van Ness IRA.