Filing Details
- Accession Number:
- 0001127602-11-029764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 14:41:59
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 14:41:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912833 | West Marine Inc | WMAR | Retail-Auto Dealers & Gasoline Stations (5500) | 770355502 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383913 | R Thomas Moran | C/O West Marine 500 Westridge Drive Watsonville CA 95076 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-15 | 13,036 | $4.50 | 37,709 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-15 | 15,750 | $5.79 | 53,459 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-15 | 7,086 | $9.20 | 46,373 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 200 | $9.20 | 46,173 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 1,074 | $9.21 | 45,099 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 100 | $9.21 | 44,999 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 7,292 | $9.21 | 37,707 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 700 | $9.21 | 37,007 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 200 | $9.21 | 36,807 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 602 | $9.22 | 36,205 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 200 | $9.22 | 36,005 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 300 | $9.22 | 35,705 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 298 | $9.23 | 35,407 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 1,200 | $9.23 | 34,207 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 500 | $9.24 | 33,707 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 500 | $9.24 | 33,207 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 100 | $9.26 | 33,107 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 100 | $9.27 | 33,007 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-15 | 100 | $9.28 | 32,907 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-15 | 13,036 | $0.00 | 13,036 | $4.50 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-15 | 15,750 | $0.00 | 15,750 | $5.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
157,500 | 2009-06-02 | 2013-06-02 | No | 4 | M | Direct |
141,750 | 2010-06-01 | 2014-06-01 | No | 4 | M | Direct |
Footnotes
- Includes 8,250 unvested restricted stock units granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan.
- Options granted pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan.
- Consists of 49,830 unvested stock options and 91,920 exercisable stock options.