Filing Details
- Accession Number:
- 0001234452-11-000410
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 13:59:16
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 13:59:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902269 | M Irwin Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-10 | 90,195 | $0.00 | 3,400,191 | No | 5 | G | Indirect | by Trust |
Common Stock | Acquisiton | 2011-11-14 | 12,500 | $17.47 | 3,412,691 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2011-11-14 | 12,500 | $56.57 | 3,400,191 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-11-14 | 12,500 | $56.57 | 12,500 | $17.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
48,181 | 2012-11-07 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,877 | Direct | |
Common Stock | 7,865,251 | Indirect | By GRAT |
Common Stock | 7,865,251 | Indirect | by GRAT S |
Footnotes
- Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $56.4501 to $56.604. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Stock options held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.
- Stock options held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.