Filing Details
- Accession Number:
- 0001230245-11-000166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 19:01:48
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 19:01:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1485539 | M Brien O'brien | Two Prudential Plaza, 180 N. Stetson Ave Suite 5500 Chicago IL 60601 | Head Of Asset Management | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-15 | 10,000 | $20.42 | 317,603 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 65,096 | Indirect | Through trust for benefit of spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.9629 to $20.7829, inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.