Filing Details
- Accession Number:
- 0001372041-11-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 18:26:25
- Reporting Period:
- 2011-11-11
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 18:26:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1372041 | Paetec Holding Corp. | PAET | Telephone Communications (No Radiotelephone) (4813) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334912 | M Keith Wilson | One Paetec Plaza 600 Willowbrook Office Park Fairport NY 14450 | Evp And Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-11 | 81,149 | $1.85 | 1,669,435 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-11-11 | 7,500 | $1.28 | 1,676,935 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-11-11 | 88,649 | $5.43 | 1,588,286 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-11 | 81,149 | $0.00 | 81,149 | $1.85 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-11 | 7,500 | $0.00 | 15,000 | $1.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-04-02 | No | 4 | M | Direct | |
7,500 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $5.41 to $5.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option vested in four equal annual installments beginning on March 1, 2004.
- The option vests in four equal annual installments beginning on March 2, 2010.