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Home > Insider Trading > Filing (0001116045-11-000005)

Filing Details

Accession Number:: 0001116045-11-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-15 16:53:19
Reporting Period:: 2011-11-14

Filing Date:: 2011-11-15
Accepted Time:: 2011-11-15 16:53:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1096339	Saratoga Resources Inc	SARA	Oil & Gas Field Exploration Services (1382)	760314489

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1350050	Kevin Smith	14003 Cherry Mound Road Houston TX 77077		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-11-14	2,000	$4.68	197,473	No	4	S	Direct
Common Stock	Disposition	2011-11-14	4,000	$4.59	193,473	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	20,000	Indirect	By spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$0.36	2009-03-12	2019-03-12	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$3.00	2010-04-14	2020-04-14	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$3.05	2011-03-08	2021-03-08	35,000	35,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-03-12	25,000	25,000	Direct
2020-04-14	25,000	25,000	Direct
2021-03-08	35,000	35,000	Direct

Footnotes

Beneficial ownership is disclaimed by Mr. Smith.
Options vest 50% on grant, March 8, 2011, and 50% on first anniversary of grant.