Filing Details
- Accession Number:
- 0001127602-11-029631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 16:47:52
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 16:47:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229032 | Iii J Thomas Wood | 2701 W. 69Th St. Shawnee Mission KS 66208 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-29 | 71,030 | $0.00 | 71,030 | No | 5 | G | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Acquisiton | 2011-07-26 | 104,637 | $0.00 | 119,237 | No | 5 | W | Direct | |
| Common Stock | Disposition | 2011-11-15 | 1,000 | $36.65 | 70,030 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 100 | $36.59 | 69,930 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 400 | $36.62 | 69,530 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 1,000 | $36.60 | 68,530 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 900 | $36.70 | 67,630 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 1,100 | $36.71 | 66,530 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 1,500 | $36.73 | 65,030 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 200 | $36.75 | 64,830 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 600 | $36.76 | 64,230 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 625 | $36.77 | 63,605 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Common Stock | Disposition | 2011-11-15 | 75 | $36.69 | 63,530 | No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By Sally Kemper Wood Trust |
| No | 5 | W | Direct | |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
| No | 4 | S | Indirect | By Sally Kemper Wood Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 83,596 | Indirect | By Limited Partnership |
| Common Stock | 2,402 | Indirect | By Spouse |
Footnotes
- The reporting person became trustee of the trust on 5/29/11 and also holds a pecuniary interest in the trust.
Billionaire Hedge Funds
