Filing Details
- Accession Number:
- 0001116045-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 16:27:38
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 16:27:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1096339 | Saratoga Resources Inc | SARA | Oil & Gas Field Exploration Services (1382) | 760314489 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1116045 | O Michael Aldridge | 7500 San Felipe Suite 675 Houston TX 77063 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-14 | 9,800 | $4.60 | 9,800 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-11-14 | 100 | $4.60 | 9,900 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-11-14 | 100 | $4.60 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $4.59 | 2012-10-31 | 2018-10-31 | 150,000 | 150,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-10-31 | 150,000 | 150,000 | Direct |
Footnotes
- Option vests and becomes exercisable as to 50,000 shares on each of October 31, 2012, 2013 and 2014.