Filing Details
- Accession Number:
- 0001260568-11-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 15:53:43
- Reporting Period:
- 2006-06-26
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 15:53:43
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260568 | J Lawrence Goldstein | 1865 Palmer Ave 108 Larchmont NY 10538 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Frmo Corp. | Acquisiton | 2011-11-15 | 28,709 | $2.05 | 2,768,255 | No | 4 | P | Direct | |
Frmo Corp. | Disposition | 2011-11-15 | 28,709 | $2.05 | 2,768,255 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct |
Footnotes
- Santa Monica Partners, L.P. acquired 28,709 shares from its sister fund, Santa Monica Partners II, L.P. in a cross trade transaction.
- Santa Monica Partners II, L.P. sold 28,709 shares to its sister fund, Santa Monica Partners, L.P. in a cross trade transaction.
- Ownership Breakdown: Lawrence J. Goldstein beneficially directly owns 1,509,050 shares, 2,500 shares in the Lawrence J. Goldstein IRA and 550 shares in the Lawrence J. Goldstein PSP. As President of SMP Asset Management, LLC, which is the General Partner of Santa Monica Partners, L.P., Mr. Goldstein beneficially owns indirectly 734,569 shares in Santa Monica Partners. As the General Partner of La'Dadande Limited Partnership, Mr. Goldstein beneficially owns 518,586 shares. Mr. Goldstein disclaims beneficial ownership of 3,000 shares held of record by the Barbara J. & Lawrence J. Goldstein Do Good Foundation, Inc.