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Home > Insider Trading > Filing (0001127602-11-029582)

Filing Details

Accession Number:: 0001127602-11-029582
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-15 15:10:47
Reporting Period:: 2011-11-11

Filing Date:: 2011-11-15
Accepted Time:: 2011-11-15 15:10:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
72741	Northeast Utilities	NU	Electric Services (4911)	042147929

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1192354	F John Swope	C/O Northeast Utilities One Federal Street, Building 111-4 Springfield MA 01105		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares, $5.00 Par Value	Acquisiton	2011-11-11	2,500	$18.45	47,572	No	4	M	Direct
Common Shares, $5.00 Par Value	Disposition	2011-11-11	1,321	$34.98	46,251	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares, $5.00 Par Value	Employee Stock Option (Right to Buy)	Disposition	2011-11-11	2,500	$0.00	2,500	$18.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2003-02-26	2012-02-26	No	4	M	Direct

Footnotes

Mr. Swope's total beneficial ownership includes restricted share units and dividend equivalents thereon, receipt of which has been deferred, and shares and dividends thereon, receipt of which has been deferred.
The options exercised to purchase 2,500 Common Shares were granted on February 26, 2002 and vested 50% on that date and 50% on February 26, 2003.