Filing Details
- Accession Number:
- 0001140361-11-053673
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 15:02:21
- Reporting Period:
- 2011-09-22
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 15:02:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347652 | Tortoise Capital Resources Corp | TTO | Investors, Nec (6799) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1280968 | S Conrad Ciccotello | 11550 Ash Street Suite 300 Leawood KS 66211 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2011-09-22 | 1 | $7.89 | 4,091 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2011-11-11 | 1,000 | $7.40 | 5,091 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct |
Footnotes
- Includes 24.99 shares acquired under the Tortoise Capital Resources Corporation dividend reinvestment plan; excludes 250 shares that may be acquired through the exercise of warrants that are currently exercisable which shares were inadvertently included in the amount of securities beneficially owned in the Form 4 filed on August 3, 2011.