Filing Details
- Accession Number:
- 0001179110-11-015180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 14:44:12
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 14:44:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232250 | R Thomas Lavelle | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp & Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Rmbs Common Stock | Acquisiton | 2011-11-14 | 6,664 | $8.55 | 50,852 | No | 4 | M | Direct | |
Rmbs Common Stock | Disposition | 2011-11-14 | 6,664 | $17.67 | 44,188 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-14 | 6,664 | $0.00 | 6,664 | $8.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,721 | 2019-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Rmbs Common Stock | 4,674 | Indirect | See Footnote |
Footnotes
- The sale price reported in Column 4 of Table 1 represents the average sale price of the shares sold ranging from $17.67 to $17.6835 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting person will provide full information regarding the number of shares sold at each separate price.
- Shares are held in an individual account of the Reporting Person's spouse.
- Ten percent of the shares subject to the option vested on August 2, 2009 and one fifty-fourth of the shares continue to vest monthly thereafter.