Filing Details
- Accession Number:
- 0001181431-11-056123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-15 13:33:58
- Reporting Period:
- 2011-11-10
- Filing Date:
- 2011-11-15
- Accepted Time:
- 2011-11-15 13:33:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789073 | Beam Inc | NYSE: BEAM | Hearing Equip, Except Elec & Warm Air; & Plumbing Fixtures (3430) | 133295276 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190602 | M Peter Wilson | Beam Inc. 510 Lake Cook Road Deerfield IL 60015 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $3.125 | Acquisiton | 2011-11-10 | 2,490 | $41.59 | 2,500 | No | 4 | M | Direct | |
Common Stock, Par Value $3.125 | Acquisiton | 2011-11-10 | 2,490 | $38.37 | 4,990 | No | 4 | M | Direct | |
Common Stock, Par Value $3.125 | Acquisiton | 2011-11-10 | 20,000 | $49.80 | 20,000 | No | 4 | P | Indirect | Held indirectly through Mr. Wilson's spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | P | Indirect | Held indirectly through Mr. Wilson's spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-11-10 | 2,490 | $0.00 | 2,490 | $41.59 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-11-10 | 2,490 | $0.00 | 4,990 | $38.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-04-30 | 2012-04-30 | No | 4 | M | Direct |
0 | 2004-04-29 | 2013-04-29 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise of stock options issued under the Issuer's Non-Employee Director Stock Option Plan.
- The price in column 4 is the weighted average purchase price of the shares. The shares were purchased in multiple transactions at prices ranging from $49.6580 to $49.9700, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were purchased.